Compliance - FI

Ambition

  • Kuala Lumpur
  • Permanent
  • Full-time
  • 6 days ago
Join a prominent Financial Services organization as a Compliance Advisor, where you'll play a vital role in strengthening the integrity and effectiveness of the Compliance function across operating units.Key Responsibilities
  • Conduct detailed compliance reviews across business operations and support a proactive monitoring program, delivering assurance that standards are being met.
  • Assist in rolling out and sustaining internal compliance programs covering regulatory requirements, AML/CTF, investment, product, and sales compliance.
  • Liaise with relevant stakeholders to integrate regulatory and internal standards into daily workflows, policies, and controls.
  • Execute compliance assessments and risk reviews, identifying gaps and recommending corrective actions.
  • Maintain and update compliance documentation-including policies, guidelines, and risk assessment templates to reflect both group-wide and local regulatory changes.
  • Prepare regulatory reports and management summaries for both internal stakeholders and governance committees.
Qualifications & Experience
  • Bachelor's degree in Law, Finance, Business, Accounting, or a related field.
  • Minimum 5 years of experience in compliance, risk, audit, or regulatory oversight preferably within the insurance sector.
To apply, please click "APPLY NOW" or email Keshveeni at
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Ambition