Executive, Compliance

  • Kuala Lumpur
  • Permanent
  • Full-time
  • 25 days ago
Responsible to assist Section Head and Head of Compliance in managing the new or revised regulatory requirement, managing gap analysis exercise and coordinating the half yearly review and self-assessment by Compliance Coordinator on their departmental Regulatory Compliance Matrix (RCM). Job Description 1) New or revised regulatory requirement: Assist the supervisor to extract and compile regulatory documents i.e policy document, circular, notice and specification letter. to coordinate internally on surveys and queries raised by MTA and industry members Manage the database/tracker of the regulatory documents and ensure it is up to-date 2) Gap Analysis: Assists the supervisor to initiate the gap analysis review. Subsequently, coordinates and compile responses received from the business functions. This includes follow-up and reminders for non-submission. 3) Regulators/Association To assist in monitoring regulatory reporting ie ensuring the timeliness in submission 4) Product Review To assist review product related materials ie Product Manual, certificate wording, schedule, product slides, and product disclosure sheet, marketing and campaign material to ensure compliance with regulatory requirements. 5) Any other tasks assigned by the immediate supervisors as and when required. Qualification / Requirement Education: Degree in law, accounting or any other relevant disciplines. Any Compliance-related professional certification. Work Experience: More than 2 years of relevant experience in Compliance or Audit. Preferably in an insurance/ takaful company. Strong experience in regulatory and compliance review. Experience in product review and/ or regulatory compliance is an added advantage. Approachable, self-initiator, exceptional communication and interpersonal skills. Show more Show less

foundit