Compliance - Senior Executive / Assistant Manager

  • Kuala Lumpur
  • Permanent
  • Full-time
  • 1 month ago
We're looking for a dedicated and detail-oriented Senior Executive / Assistant Manager (Compliance) to join our team. You'll play a crucial role in ensuring our operations across the Principal Office and branches comply with the standards and regulations of Bursa Malaysia, Securities Commission Malaysia, Bank Negara Malaysia, and other regulatory bodies - all while supporting our internal governance framework. Job Description: Engage with regulators openly and cooperatively. Handle enquiries and investigations from regulatory bodies. Liaise with the Securities Commission and Bursa Malaysia on compliance and corporate finance matters. Participate in industry events, conferences, and workshops. Advise, monitor, and educate internal stakeholders on compliance issues. Oversee departmental compliance and support regulatory reporting. Assist in developing and enhancing policies, procedures, and internal controls, especially relating to AML and CFT. Build strong relationships with internal teams to promote a culture of compliance. Conduct ad-hoc reviews and fulfill duties as assigned by Management. Qualifications: Degree or professional qualification recognized by the Government of Malaysia. Prior experience in the financial services industry. Strong leadership, communication, problem-solving, and collaboration skills. Proficiency in Bahasa Malaysia and English. Tech-savvy with working knowledge of MS Office, Excel, Outlook, and PowerPoint. Show more Show less

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