Compliance Executive

  • Kuala Lumpur
  • Permanent
  • Full-time
  • 1 month ago
Are you ready to be part of a high-performing international compliance team while growing your career in Kuala Lumpur We are looking for a detail-oriented, proactive, and globally minded Compliance Executive to join our Legal & Compliance department - a diverse and accomplished team with members based in Singapore and Hong Kong, including lawyers, compliance professionals, and former regulators. In this role, you will play a key role in supporting a group of international licensed brokers in meeting their regulatory obligations across multiple jurisdictions. You will collaborate across functions to provide strategic legal or compliance guidance, drive risk mitigation, maintain existing financial licenses, and support new regulatory applications as the business expands into global markets while fostering a strong culture of compliance. What You'll Do: Provide ongoing compliance support to a consortium of licensed entities, ensuring full adherence to regulatory requirements across regions. Continuously monitor, review, and interpret evolving regulatory landscapes across key jurisdictions, identifying new obligations and assessing potential risks. Collaborate closely with risk, operations and other key function units across Asia to address legal or compliance issues and design sustainable solutions. Prepare regulatory filings and reports, and coordinate with relevant authorities or local agencies as required. Investigate potential compliance breaches and support corrective action plans. Stay ahead of industry trends and regulatory updates to proactively advise internal stakeholders. Why this Role Stands Out: International Exposure - Engage in cross-border compliance matters and global regulatory projects, with opportunities for international collaboration and occasional travel as part of a truly borderless team. World-Class team - Join a high-calibre, multi-jurisdictional Legal & Compliance team anchored in KL, Singapore and Hong Kong, comprising experienced lawyers, compliance professionals, and former regulators. Unique Opportunities - Gain hands-on experience with complex regulatory frameworks, and grow in a fast-paced environment that prioritises mentorship, continuous learning, and excellence. Pioneer & Grow - Be part of the foundational compliance team in KL, giving you greater visibility, influence, and opportunity to shape local operations and grow into leadership roles as the team scales. Empowering Culture - Work in a supportive, collaborative culture that values integrity, initiative, and cross-functional teamwork, with colleagues who are passionate about making an impact. What You Bring: A bachelor's degree in law, Business, Finance, or a related discipline. 1-3 years of relevant experience in compliance, regulatory affairs, or internal risk functions. Proficiency in English is required; Mandarin is highly preferred. Excellent interpersonal and communication skills, with a proactive approach to problem-solving. Professional certifications such as ICA, CAMS, or equivalent are a strong advantage. Show more Show less

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