Compliance Manager

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  • Kuala Lumpur
  • Permanent
  • Full-time
  • 27 days ago
  • Apply easily
Job Summary:Our Client, a well-established Foreign Bank in Malaysia is seeking a skilled and experienced Compliance Manager to join their dynamic Compliance division. The successful candidate will be responsible for compliance activity and programs for the bank.Key Responsibilities:
  • Develop and update internal guidelines, policies, procedures, and documentation to align with regulatory standards.
  • Advisory to pertinent stakeholders regarding regulatory obligations, including recent updates.
  • Perform a gap analysis regarding new or updated regulatory requirements and collaborate closely with pertinent stakeholders to implement the required measures.
  • Perform risk evaluation
  • Create resources and deliver training and advice on applicable regulatory standards while fostering a culture of compliance.
  • Create periodic reports for the Parent Bank according to their specifications, and for Senior Management and the Board regarding compliance risk matters and the status of corrective measures.
  • Perform a review of customer due diligence and evaluate customer risk profiles to ensure alignment with risk appetite.
  • Manage sanctions lists and clear screening alerts.
  • Conduct inspections and ensure quality assurance
  • Engage in the improvement of controls, systems, policies, and processes related to AML/CFT.
Qualifications and Skills:
  • At least 6 or more years experience in a similar capacity or related role.
  • Advanced degree or professional certification in compliance (e.g., ICA, CAMS, etc)
  • Analytical mindset with the ability to assess complex situations and provide practical solutions.
  • Strong organizational skills and attention to detail.

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