Team Leader, Anti-Financial Crime Operations - Wholesale Banking
UOB
- Kuala Lumpur
- Permanent
- Full-time
- Managed the team by utilizing the manpower to support the workload and maximise the staff output
- Review the process work-flow from time to time to ensure continued efficiency and effectiveness of the team
- Review and perform quality assurance checks on Know Your Customer / Customer Due Diligence and on-going reviews completed by maker
- Provide advisory to the team members and BU/RM in completing their Know Your Customer / Customer Due Diligence and on information to obtain from customers to ascertain if an activity is suspicious or not.
- Assist in the escalation of Anti-Money Laundering (AML)/Countering of Terrorist Funding (CFT) and Sanctions related issues to Country Compliance.
- Ensure all KYC Review is completed in a timely manner (NTB, OGR & Triggered event)
- Ensure appropriate approvals are obtained for any exceptions or deferment as stipulated in UOBM's AML/CFT guidelines
- Perform monthly reporting as and when required by Group Client Fulfilment & Services, Country Compliance and/or any other parties
- Providing training to new joiner(s) and existing team members whenever required
- Review team members' performance from time to time and to provide feedback if necessary
- To attend all incoming ad-hoc requests in a timely manner