Associate - Regulatory Compliance Solutions_Fund Services (Support HK Market)
TMF Group
Kuala Lumpur
Permanent
Full-time
19 days ago
Key Responsibilities Perform FATCA/CRS classification, due diligence, and reporting Perform CDD/EDD procedures in accordance to AML/KYC regulations Maintain proper records of the CDD documents/information Prepare bank forms/W8 forms/CRS forms according to the defined FATCA/CRS classifications Collaborate with Account Managers/Customers to collect outstanding documents / information for FATCA/CRS/AML/KYC due diligence Prepare and monitor the investor KYC trackers for on-going due diligence Keep abreast of industry developments and trends in order to review new legislation and compliance issues Key Requirements A bachelor's degree or equivalent from a recognized university or college, law knowledge or studies is an advantage 1-year relevant experience is preferred. Fresh graduate will also be considered Sound knowledge on FATCA/CRS/AML/KYC is preferable Good command of both spoken and written English and Chinese Proficient in Microsoft Office suite, especially in Excel Independent, detailed-mind and well organized Strong sense of responsibility and initiative
