Treasury & Investment Banking Audit

• Review the adequacy of policies and procedures for Treasury, Investment Banking, Finance and Regulatory Capital related activities.
• Evaluate the adequacy, efficiency and effectiveness of internal control systems in monitoring and managing the risks inherent in Treasury, Investment Banking, Finance and Regulatory Capital activities.
• Plan, organise and execute various types of Treasury, Investment Banking, Finance and Regulatory Capital audits, including internal control reviews, risk management reviews, investigation and business reviews.
• Assist to identify and assess risks inherent in the Treasury, Investment Banking, Finance and Regulatory Capital activities.
• Participate in the Treasury, Investment Banking, Finance and Regulatory Capital related projects and provide advisory services thereon.
• Prepare audit reports and presentations to the management on audit findings and recommendations.
• Review the adequacy of policies and procedures for Treasury, Investment Banking, Finance and Regulatory Capital related activities.
• Evaluate the adequacy, efficiency and effectiveness of internal control systems in monitoring and managing the risks inherent in Treasury, Investment Banking, Finance and Regulatory Capital activities.
• Plan, organise and execute various types of Treasury, Investment Banking, Finance and Regulatory Capital audits, including internal control reviews, risk management reviews, investigation and business reviews.
• Assist to identify and assess risks inherent in the Treasury, Investment Banking, Finance and Regulatory Capital activities.
• Participate in the Treasury, Investment Banking, Finance and Regulatory Capital related projects and provide advisory services thereon.
• Prepare audit reports and presentations to the management on audit findings and recommendations.

• A degree holder with at least 3 years of experience in internal audit of a financial institution and/or relevant experience in the following areas:

• Treasury activities in front, middle and back offices, covering money market, foreign exchange, structured investment products and derivatives including market risk management and asset liability management
• Investment Banking activities
• Finance activities
• Basel II and Basel III regulations relating to regulatory capital including Basel’s recommendations on liquidity.
• Working knowledge on Shariah principles and Islamic financial services relating to Treasury, Investment Banking, Finance and Regulatory Capital
• External audit.
• Professional qualifications e.g. Certified Banking Auditor (CBA), Certified Internal Auditor (CIA), Certified Public Accountant (CPA) will be an added advantage.
• Understanding of project management and system development methodology.
• Strong interpersonal skills and ability to work as a team.
• Enthusiasm, self-initiative and be effective under pressure, possess good work attitude and be able to respond positively to change.
• Good writing skill in English is essential as work involves report writing.
• Fluent verbal communication skill and be able to present audit issues to management.

OCBC Bank